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Financial Services

Investment Management

Our team is dedicated to providing audit and other assurance services within the financial services sector to investment businesses and funds. 

Years of experience in the industry has given us specialist knowledge of investment structures and strategies, as well as audit, accounting and regulatory requirements. Coupled with commitment to deadlines and client service, this experience is applied for the benefit of our clients.

Investment businesses

We provide services to both start-ups and established businesses, and pride ourselves on our understanding of the industry as well as our collaborative and value for money work ethic.

The regulatory environment is a challenge that we help our clients to meet, not only by meeting filing deadlines but also by keeping abreast of change, whether in the form of tax legislation or the FCA’s response to European directives, and sharing our insights.

There are many types of investment business and we have the skills to work with them all, whether hedge, venture capital or private equity fund manager, broker-dealer, bond issuer, investment advisor or arranger, UCITS manager or AIFM. 

Services

  • Investment manager, advisor and arranger audit
  • Bond issuer audit
  • Internal controls reviews (ISAE 3402)
  • Client assets audit
  • Bookkeeping, management accounts and annual financial statements
  • GABRIEL reporting
  • Payroll services
  • VAT
  • Tax compliance (corporate and personal)
  • Tax advisory

Investment funds

The audit of financial statements is key to regulation of investment funds, both onshore in the UK and Ireland, and offshore in the Cayman Islands and elsewhere. We work with our clients and their fund administrators across the globe to meet the regulators’ deadlines.

We have experience of all types of fund investment strategy and structure and the capability to re-price quoted investment portfolios. We work through the various time zones using our combined London and Cayman team. 

Contact us

If you would like to discuss the audit or other professional services requirements of your investment management business or fund please contact our sector head Deborah Weston or send us an online enquiry.

Key contact

Head of Financial Services, Partner
Deborah Weston
+44 (0) 203 805 7047
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Meet the team

Photo of James Broderick

James Broderick

Director & UK Head of Business Development

James joined MHA MacIntyre Hudson in December 2018 as Director & UK Head of Business Development for MHA Macintyre Hudson in the UK. His role includes driving lead generation, relationship building and new revenue creation across Audit, Tax & Advisory services Nationally & Internationally.

James works with all the service and sector lines with their go to market strategy’s but he has a specific focus on;

  • Real Estate
  • Financial Services
  • Private Equity
  • Professional Practices
  • Technology
  • Manufacturing & Engineering

James in his free time is Chairman of a Military Charity and also enjoys playing sport and spending time with his family.

Get in touch with James Broderick
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John Mendes

Partner

John leads the outsource services team at MHA MacIntyre Hudson. He has considerable experience with assisting owner managed businesses, subsidiaries of international companies and other incorporated businesses, across a range of sectors, with their requirements. 

His focus is in ensuring that our back office solution is specifically designed to meet your requirements, with access to management and financial reporting which is accurate and timely. The advent of cloud based technology has led to the introduction of further efficiencies and more in-depth and bespoke reporting to our clients. 

A devoted family man but his passion for Chelsea FC runs deep.

Get in touch with John Mendes
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David King

Audit Director

David is a Director in the MHA MacIntyre Hudson financial services team responsible for audit opinions and specialising in audit and assurance services to investment businesses. 

David has over 24 years’ experience as a Chartered Accountant. Having qualified with EY in 1992, he left to work in finance roles at FCA regulated businesses, but re-joined the auditing profession in 2001 as a senior manager in EY’s Banking and Capital Markets Group. In 2007 he took up a role as head of financial control at a leading London metals broker and then in 2011 joined the audit division of a boutique firm.  That audit division was acquired by MHA MacIntrye Hudson in November 2016. 

In addition to statutory audit, David leads teams on internal control and client assets engagements. 

David is a keen golfer and has completed the London Marathon on three occasions.

Get in touch with David King
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Alicia Crisp

Partner

Alicia is a partner in the London office, managing a portfolio of clients. Alicia joined the firm as a graduate trainee at the North London office in 2007, qualifying as a chartered accountant in 2010. Alicia’s key focus is working with owner managed businesses across London and south Hertfordshire, from new start-ups to long standing companies. 

Alicia’s clients are a range of shapes and sizes from sole traders to £10m turnover groups, spanning a number of industries – including technology, construction and financial services. She ensures that compliance needs are efficiently dealt with to allow time to identify opportunities to support clients as they grow. Recent special projects include providing a detailed support service to a client selling a division of their business, creating forecasts and reporting systems for clients looking to grow their business and assisting clients with transitions to cloud based software. In addition to working with owner managed businesses, Alicia looks after a portfolio of Academy Schools in the area.

As well as her client facing work, Alicia takes a keen interest in internal staff recruitment and development, including supporting school leavers and graduates with advice on applying for roles within accountancy and putting together CVs. Outside of work Alicia enjoys being active – skiing, climbing and hiking all feature regularly, depending on the season.

Get in touch with Alicia Crisp

What they say about us

With MHA MacIntyre Hudson’s support, our business has been successfully since we started three years ago. Simon Burke - Dalbergia Group

What they say about us

The team at MHA MacIntyre Hudson have taken away the burden of the day to day bookkeeping, payroll and CIS work off me. This has enabled me to spend more time working on my business, finding new work, new ideas and ways to be more profitable. Thanks to the help I’ve received, I can see a bright future for me and my company. Luke Day - Complete Wiring Solutions